Amsterdam 32 - 40 hoursMaster
Market Abuse Surveillance Expert

Create your own future

Imagine going to work every day knowing that you are contributing to the success of an organization that has been around for nearly 300 years and was recently named the best private bank in the Netherlands, where tradition and innovation go hand in hand, and where your ideas and dedication can truly make a difference.

Van Lanschot Kempen combines a private bank, investment manager, and investment bank in one and distinguishes itself with knowledge, experience, and a client-focused approach.

Working at Van Lanschot Kempen means developing skills, taking your career to the next level, and collaborating with talented and driven professionals to shape your own future.

At Van Lanschot Kempen, our Compliance Financial Crime team is committed every day to protecting our organization and clients against financial crime. We develop, implement, and enforce policies and procedures to prevent financial crime, such as money laundering, terrorism financing, corruption, sanctions, tax integrity, and market abuse. The team is closely connected with all levels of the organization, works closely with stakeholders, and participates in various risk committees.

For our Financial Crime Team, we are looking for an experienced Compliance Officer with at least 5 - 10 years of work experience in Market Abuse Monitoring and Personal Account Dealing.

Your Job

We are looking for an experienced Compliance Officer with expertise in Market Abuse Monitoring and Personal Account Dealing. In this role, you are the primary point of contact for stakeholders in the 1st, 2nd, and 3rd lines, adopting a proactive approach to compliance. You thrive in a dynamic environment, are results-oriented, and have a hands-on mentality.

You are responsible for:

• Compliance strategies related to Market Abuse risks;

• Strategic projects to implement new Market Abuse surveillance technology;

• Policies and guidelines for an effective assessment of Market Abuse alerts and Personal Account Dealing (PAD) requests, as well as timely follow-up on relevant actions;

• Providing education and training for employees in the area of Market Abuse and Personal Account Dealing;

• The overall risk control framework in the area of Market Abuse and Personal Account Dealing;

• Acting as a sparring partner for colleagues throughout the organization in the area of Market Abuse and Personal Account Dealing.

Your talents

You gain energy from collaboration, are communicatively skilled both verbally and in writing, and are organizationally sensitive. You work accurately and carefully when assessing risks at a detailed level. You feel confident as an advisor who stands firm in explaining and applying laws and regulations, and you can provide practical and tailored advice.

Additionally, you possess:

A university degree in law, economics, or a related field.
At least 5 - 10 years of experience in a similar role within the financial sector.
In-depth knowledge of relevant laws and regulations in the area of Market Abuse and Personal Account Dealing.
Extensive experience in assessing Market Abuse monitoring scenarios, cases, reports, and following up on them (e.g., submitting a STOR, etc.), with corresponding good IT skills.
The ability to optimize the parameter settings of the Market Abuse monitoring system with skills to concretely direct necessary changes.
Knowledge of systems for Market Abuse surveillance (such as Fidessa, Bloomberg).
Relevant experience in monitoring compliance with internal procedures regarding Personal Account Dealing.
Excellent communication skills, both verbal and written, analytical, critical.
A high level of integrity and ethical awareness.
Very good command of the Dutch and English languages, both verbal and written.

Move ahead at Van Lanschot Kempen

Together with diverse clients, invest more future-oriented, sustainably, and data-driven. Both nationally and internationally. With nearly 300 years of experience, we make that ambition a reality at Van Lanschot Kempen. We do this with about 2,000 colleagues spread across different areas of expertise.

The degree of innovation and agility of an organization also depends on the diversity of the workforce. Thanks to our differences, we strengthen each other. We promote an inclusive work environment where all colleagues feel at home. With us, you can be who you are. And we are proud of that.

Curious about stories from colleagues and how they experience working at Van Lanschot Kempen? Go to Podcasts and learn more!

Turning talent into value!

That's what we do! The fact is, if you add value, you can expect the same from us. A good work-life balance with our 'hybrid way of working' is a good example of this. As a Compliance Officer at Van Lanschot Kempen, you also get:

A gross monthly salary between €5394-€7145, depending on your knowledge and experience.
A flexible budget amounting to 19.47% of your gross salary. The budget consists of a 13th month, 8% holiday allowance & 7 extra leave days.
A stock plan, where Van Lanschot Kempen doubles your investment (up to a maximum) in Van Lanschot Kempen shares.
27 leave days, 7 of which are part of the flexible budget.
1 month of full salary payment when you take a sabbatical of 3 months or longer.
Your commuting costs are reimbursed, including green options like walking and cycling to work!
A home working allowance.
A babysitting budget for working parents with children aged 0-12 years.
Various training opportunities to further develop yourself as a Compliance Professional.
Up to 2 months per year working from abroad. You have the option to extend your vacations by working remotely, in consultation with your manager.

And we have many more employment benefits ready for you. Discover what you get at Van Lanschot Kempen.

Working on tomorrow's capital

Excited about the vacancy? Do you have any questions?

Let Maddy Huang, Recruiter, know via m.huang@vanlanschotkempen.com

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Maddy Huang

+31 6 57 72 78 11

m.huang@vanlanschotkempen.com

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Market Abuse Surveillance Expert