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Van Lanschot Kempen Logo
Amsterdam 32 - 40 hoursBachelor WO

Compliance Officer Market Abuse Surveillance

Create your own future

Imagine going to work every day knowing that you are contributing to the success of an organization of almost 300 years and was recently named the best private bank in the Netherlands, where tradition and innovation go hand in hand, and where your ideas and efforts can truly make a difference. Van Lanschot Kempen combines a private bank, investment manager, and investment bank in one and distinguishes itself with knowledge, experience, and a client-oriented approach.

Working at Van Lanschot Kempen means developing skills, taking your career to the next level, and collaborating with talented and driven professionals to shape your own future.

At Van Lanschot Kempen, our Compliance Financial Crime team is dedicated to safeguarding our organization and clients from financial crimes. We develop, implement, and uphold policies and procedures to prevent financial crime, such as money laundering, terrorist financing, corruption, sanctions, tax integrity and market abuse. The team is closely connected with all levels of the organization, works closely with stakeholders and participates in various risk committees.

For our Financial Crime Team, we are looking for a Compliance Officer with 2 - 5 years of work experience in Market Abuse Monitoring and Personal Account Dealing.

We are seeking a Compliance Officer with expertise in Market Abuse Monitoring and Personal Account Dealing. Together with a senior colleague, you are responsible for the market abuse surveillance and in that role you are a contact person for the organization.

Responsibilities:

  • Assessing alerts and signals from the first line in the area of Market Abuse and following up on the resulting actions.
  • Evaluating Personal Account Dealing requests from employees of VLK.
  • Providing education and training for employees in the area of Market Abuse Monitoring and Personal Account Dealing.
  • Advice on controls related to the risk control framework of Market Abuse Monitoring and Personal Account Dealing.
  • Oversee the translate of (changes in) laws and regulations in the area of Market Abuse and Personal Account Dealing into guidance and work instructions.
  • Acting as a contact person for colleagues within both Compliance and the rest of the organization in the area of Market Abuse Monitoring and Personal Account Dealing.

Your talents

You get energy from collaboration, are communicatively skilled both orally and in writing, and organisationally sensitive. You work accurately and carefully when assessing risks at a detailed level. You feel confident as an advisor who stands firm in explaining and applying laws and regulations, and you can provide practical and tailored advice.

Additionally, you have:

  • A degree in law, economics, or a related field.
  • 2 - 5 years of experience in a similar role within the financial sector.
  • Specific knowledge of relevant laws and regulations in the area of Market Abuse and Personal Account Dealing.
  • Experience in assessing Market Abuse monitoring scenarios, alerts, and following up on them (e.g., submitting a STOR, etc.).
  • Experience in optimizing the parameter settings of the Market Abuse monitoring system.
  • Knowledge of market abuse surveillance systems (such as Steeleye, Fidessa, Bloomberg).
  • Experience in monitoring compliance with internal procedures regarding Personal Account Dealing.
  • Good communication skills, both orally and in writing, analytical, critical.
  • High level of integrity and ethical awareness.
  • A very good command of the Dutch and English languages, both orally and in writing.

Move ahead at Van Lanschot Kempen

Together with diverse clients, invest more future-oriented, sustainably, and data-driven. Both nationally and internationally. With almost 300 years of experience, we make that ambition a reality at Van Lanschot Kempen. We do this with about 2,200 colleagues spread across different expertise.

The degree of innovation and agility of an organization is partly dependent on the diversity of the workforce. Thanks to our differences, we strengthen each other. We promote an inclusive work environment where all colleagues feel at home. With us, you can be who you are. And we are proud of that.

Curious about colleagues' stories and how they experience working at Van Lanschot Kempen? Go to Podcasts and learn more!

Turning talent into value!

That's what we do! The fact is, if you add value, you can expect the same from us. A good work-life balance with our 'hybrid way of working' is a good example of this. As a Compliance Officer at Van Lanschot Kempen, you also get:

  • a market-conform gross monthly salary, depending on your knowledge and experience.
  • a flexible budget amounting to 19.47% of your gross salary. The budget consists of a 13th month, 8% holiday allowance & 7 extra leave days.
  • a share plan, where Van Lanschot Kempen doubles your investment (with a maximum) in Van Lanschot Kempen shares.
  • 27 leave days, of which 7 are part of the flexible budget.
  • 1 month full salary payment when you take a sabbatical of 3 months or longer.
  • your commuting expenses are reimbursed, including green options like walking and cycling to work!
  • a home office allowance.
  • a babysitting budget for working parents with children aged 0 - 12 years.
  • various training opportunities to further develop yourself as a Compliance Professional.
  • up to 2 months per year working from abroad. You have the option to extend your holidays by working remotely, in consultation with your manager.


And we have many more employment conditions ready for you. Discover what you get at Van Lanschot Kempen.

Working on tomorrow's capital

Excited about the vacancy? Then respond immediately!

Do you have any questions? Let Maddy Huang, Recruiter know via m.huang@vanlanschotkempen.com.

point of contact

Maddy Huang

Recruiter
+31 6 57 72 78 11
m.huang@vanlanschotkempen.com

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